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Seventh review: false statements fixed, README shortened to link the spec
- Engine error handling dropped as not built; unknown country and AS
  number each on its own; observe mode makes no ban of its own.
- README no longer restates the request steps, the refusal answers or
  the design; its step list uses the spec's numbers.
- Repeats, misreadable sentences, late verbs and long sentences reworded
  as the review asks.

Model: fable-5-1
2026-10-26 00:37:38 +00:00

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Markdown

# smallwebwaf
`smallwebwaf` is an MIT-licensed web application firewall, written in Go by
[@sneak](https://sneak.berlin), for one self-hosted web app. It runs inside the
app's own container, in front of the app. It refuses the requests of scrapers,
scanners and other abusers before they reach the app.
A web application firewall reads each request on its way to a web app and
refuses the ones that look like abuse. `smallwebwaf` is also a reverse proxy: it
accepts requests on the app's behalf, passes them to the app, and passes the
app's answers back.
It needs no setting. Every setting has a default chosen for a service on the
open internet. [`SPEC.md`](SPEC.md) says how `smallwebwaf` behaves and why. The
reference documents under [`docs/`](docs/) are listed under "Documents" below.
## What it protects against
- Scrapers that fetch every page of a site, all day. Rate limiting gives each
client 1000 requests a minute, 10,000 an hour and 50,000 a day. Byte limits
give it 10 GiB a minute, 20 GiB an hour and 50 GiB a day. A client over a
limit is refused and banned. The first ban lasts an hour. Each repeat within a
day makes the next ban three times as long. A ban that would last more than
seven days is permanent.
- Scanners that probe for secrets, such as `/.env` or `/.git/config`. The
default rule file bans such a client for seven days at its first probe. Its
next request during the ban makes the ban permanent. The default rule file
does not cover probes for other apps, such as a WordPress login. A `ban` rule
of your own, or an entry in `SWWAF_TRAP_PATHS`, bans those the same way.
- Attacks carried in a request's URL or headers, such as SQL injection and path
traversal. The OWASP Core Rule Set is a published set of rules that recognise
common web attacks. Coraza, a Go engine, runs those rules (see "Attack
detection" in [`SPEC.md`](SPEC.md)). A request the rules take for an attack is
refused.
- Abuse from networks and countries you do not want. You can:
- refuse whole netblocks and countries;
- give the clients of chosen networks and countries a fraction of every
limit, so that they are banned sooner;
- refuse or limit clients on a blocklist or a DNS blocklist, or with a high
AbuseIPDB score;
- ban clients named by your own CrowdSec engine.
- Slow and oversized requests. Every request and every answer has a time limit
and a size limit.
For the operator, it:
- writes one JSON log line for every request, saying what it did and why (see
[`docs/request-log.md`](docs/request-log.md));
- sends alerts to a webhook, Slack or ntfy (see
[`docs/alerts.md`](docs/alerts.md));
- serves Prometheus metrics (see [`docs/metrics.md`](docs/metrics.md));
- keeps its bans, counters and history in JSON files you can read and edit, so
that a restart loses nothing and a ban can be lifted with an editor (see
[`docs/state-files.md`](docs/state-files.md)).
Not built, and not planned:
- TLS and routing for several apps. Both stay with traefik, the reverse proxy in
front of the container.
- Browser challenges such as captchas.
- A web console.
- Defence against floods large enough to fill the host's network link.
## Getting started
Build the image from a clone. `make docker` runs the tests and the linter, then
builds the image, tagged `smallwebwaf`. It builds for amd64, on an amd64 host
only: the `Dockerfile` checks Ubuntu's package lists against the hashes of the
amd64 archive.
```sh
git clone https://git.eeqj.de/sneak/smallwebwaf.git
cd smallwebwaf
make docker
```
Push the image to a registry your hosts pull from. Then build the app's own
image on it. The app's `Dockerfile` starts `FROM` the `smallwebwaf` image, named
by digest, and adds:
- the app's binary;
- the packages the app needs, from the nixpkgs in the image;
- a user for the app;
- a `run` script that starts the app listening on `127.0.0.1:8081`.
```dockerfile
# The smallwebwaf image, pinned by digest.
FROM <registry>/smallwebwaf@sha256:<digest>
# Packages the app needs, if any, from the nixpkgs in the image.
RUN nix-env -iA nixpkgs.git
# The app's binary, and a user of its own to run it.
COPY app /usr/local/bin/app
RUN useradd --system --no-create-home --shell /usr/sbin/nologin app
# The app's runit service.
COPY --chmod=755 app.run /etc/service/app/run
```
`app.run` sits beside the `Dockerfile`. `--listen` and `--trusted-proxies` stand
for the app's own options:
```bash
#!/usr/bin/env bash
set -euo pipefail
main() {
sleep 1
exec chpst -u app:app /usr/local/bin/app \
--listen 127.0.0.1:8081 \
--trusted-proxies 10.0.0.0/8,172.16.0.0/12,192.168.0.0/16,127.0.0.1/32,::1/128
}
main "$@"
```
Leave `ENTRYPOINT` and `USER` out of the app's `Dockerfile`. The image's own
entrypoint starts `smallwebwaf` and the app side by side, each as its own user.
Deploy the app's image as you deploy any app. Point traefik's labels at port
8080 (`traefik.http.services.<name>.loadbalancer.server.port=8080`). Mount a
volume at `/var/lib/smallwebwaf`, so that bans and history survive a deploy. For
example, with no setting:
```sh
docker run --detach --name app \
--volume app-smallwebwaf:/var/lib/smallwebwaf \
<registry>/app@sha256:<digest>
```
With no setting, the address of every new visitor is sent to GeoJS, a web
service, to find its country and network. `SWWAF_LOOKUP_SOURCE=off` sends
nothing. `SWWAF_LOOKUP_SOURCE=file`, with `SWWAF_LOOKUP_DB_PATH` naming a
database file on your own host, looks addresses up in that file (see "Lookup of
AS number and country" in [`SPEC.md`](SPEC.md)).
`deploy/example-app` is such an app. `make example-app` builds it and checks it
(see "Checking that it works" below). To run `smallwebwaf` outside the image
while working on it, see "Entrypoints" below.
## What happens to a request
`smallwebwaf` handles each request in fifteen steps, in this order. Once a step
refuses a request, the steps after it are skipped, apart from step 15, and
nothing of the request reaches the app. "What happens to a request" in
[`SPEC.md`](SPEC.md) gives each step in full, under the same numbers.
1. The health check, `GET /_smallwebwaf/healthz`, is answered at once.
2. The client is identified.
3. The static lists, `SWWAF_ALLOW_NETS` and `SWWAF_DENY_NETS`.
4. The bans.
5. The lookup of the client's AS number and country.
6. The country lists.
7. The reputation sources.
8. The client's limit percentage.
9. The rate limits.
10. The trap paths.
11. The rule files.
12. The Core Rule Set.
13. `smallwebwaf`'s own endpoints, under `/_smallwebwaf/`.
14. The request is passed to the app.
15. After the answer: the byte limits, the error burst and the client's history.
A refused visitor is answered with `SWWAF_BAN_RESPONSE`, `403` by default (see
"Ban lengths, response and scope" in [`SPEC.md`](SPEC.md)). A `block` rule or a
Core Rule Set match answers `403`. A missing or wrong token gets `401`. A
request over a size or time limit gets the status for that limit, such as `413`
for a body too large (see "Size and time limits" in [`SPEC.md`](SPEC.md)).
## Settings you are likely to touch
Each setting is an environment variable of the app's container, such as
`docker run -e SWWAF_MODE=observe ...`, read at start.
[`docs/settings.md`](docs/settings.md) lists every setting, its default and the
values it takes. The ones most deployments touch:
- `SWWAF_MODE=observe`: `smallwebwaf` makes no ban of its own, and refuses a
request only for a size or time limit or a missing or wrong token. A request
it would have refused is passed to the app, and its log line says what
`enforce` mode would have done. For trying a configuration before enforcing
it.
- `SWWAF_ALLOW_NETS`: netblocks you trust, such as your monitoring. Their
clients are refused only for a size or time limit or a missing or wrong token.
- `SWWAF_RATE_LIMIT_EXEMPT_NETS`: netblocks exempt from rate limiting and the
byte limits, such as a machine that talks to the app all day.
- `SWWAF_TRAP_PATHS`: paths only scanners ask for, such as
`/wp-login.php,/xmlrpc.php` in front of a code forge. A request for one bans
the client.
- `SWWAF_WAF_DISABLED_RULES`: Core Rule Set rule ids to switch off when a rule
refuses your app's ordinary requests. The log line names the rules a request
matched. Keep the six default ids in a list you give (see
[`docs/settings.md`](docs/settings.md)).
- `SWWAF_REQUEST_MAX_BYTES`, `SWWAF_CLIENT_REQUEST_TIMEOUT` and
`SWWAF_UPSTREAM_REQUEST_TIMEOUT`: raise them for an app that takes uploads
over 100 MiB or slower than 60 seconds.
- `SWWAF_LOOKUP_SOURCE`: `geojs` (the default), `file` or `off`, as above.
- `SWWAF_ADMIN_TOKEN` and `SWWAF_METRICS_TOKEN`: switch on the ban endpoints and
the metrics. Give them as files to keep them from the app.
- `SWWAF_ALERT_WEBHOOK_URL`, `SWWAF_ALERT_SLACK_WEBHOOK_URL` or
`SWWAF_ALERT_NTFY_URL`: where alerts go.
- `SWWAF_INSTANCE_NAME`: the name in every log line, alert and metric, such as
`fsn1app1/gitea`.
## Checking that it works
- `docker inspect --format '{{.State.Health.Status}}' <container>` says
`healthy` once `smallwebwaf` answers and the app accepts connections. A log
line with `"msg":"starting"` gives the version, the address and every setting
in effect, with secrets masked.
- A request to the site through traefik gets the app's answer, and its log line
has `"action":"forward"`. `https://<site>/_smallwebwaf/healthz` answers `ok`.
- To see a refusal without banning yourself, run the container with
`SWWAF_MODE=observe` and ask for `/.env`. The request reaches the app. Its log
line has `"would_action":"banned"` and `"rule_ids":["env-file"]`. In `enforce`
mode the same request bans your address for seven days, and your next request
makes the ban permanent. Lift the ban by editing `bans.json` (see "Bans" in
[`SPEC.md`](SPEC.md)).
- With `SWWAF_METRICS_TOKEN` set,
`curl -H "Authorization: Bearer $TOKEN" https://<site>/_smallwebwaf/metrics`
answers with the metrics.
- `make example-app` builds the image and the example app on it, runs the app,
and checks it. It needs network access. It checks:
- the health check;
- a request forwarded to the app;
- a ban for a broken limit, and a ban for a probe made permanent;
- orderly stops with `sv stop` and `docker stop`;
- bans surviving a new container on the same volume;
- a setting given as a file.
## Entrypoints
This repository adheres to the
[Scripts to Rule Them All](https://github.com/github/scripts-to-rule-them-all)
standard. The scripts in `script/` are the entrypoints for working on it, and
the `Makefile` targets are thin shims that call them. The scripts are POSIX sh.
The tests and the linter run in Docker, as phases of the `Dockerfile`, and never
on the host.
- `script/bootstrap`: installs on the host what the other scripts need, with
`make bootstrap`:
- `make`, `git` and `curl`;
- Go, for `gofmt`;
- node, yarn and prettier.
- `script/setup`: readies a fresh clone: `script/bootstrap`, then
`script/install-precommit`. `make setup`.
- `script/projectname`: prints `smallwebwaf`, which the other scripts tag their
images with.
- `script/test`: checks that `go.mod` and `go.sum` are tidy, then runs the
tests, as the `test` phase of the `Dockerfile`. `make test`.
- `script/tidy`: writes `go.mod` and `go.sum` as `go mod tidy` writes them, in
the `tidy` stage of the `Dockerfile`. `make tidy`.
- `script/lint`: runs golangci-lint, as the `lint` phase of the `Dockerfile`.
`make lint`.
- `script/fmt`: formats the Go code with `gofmt` and the Markdown with prettier.
`make fmt`.
- `script/fmt-check`: checks the formatting and changes nothing.
`make fmt-check`.
- `script/check`: runs `script/test`, `script/lint` and `script/fmt-check`.
`make check`.
- `script/docker`: builds the image, whose build runs the tests and the linter
first. `make docker`.
- `script/cibuild`: what CI runs: `script/bootstrap`, `script/check`, then the
image build.
- `script/precommit`: run by the git pre-commit hook; runs `script/check`.
- `script/install-precommit`: installs that hook. `make hooks`.
- `script/build`: builds `bin/smallwebwaf` with the Go on your host.
`make build`.
- `script/run`: builds `bin/smallwebwaf` and runs it with the settings in your
environment, listening on port 8080 in front of an app at
`SWWAF_UPSTREAM_URL`. Its state files go in `bin/state` and its rule files are
those of `share/rules.d`, unless `SWWAF_STATE_DIR` and `SWWAF_RULES_DIR` say
otherwise. `make run`.
- `script/example-app`: builds the image and the example app on it, runs it with
a volume, and checks it as "Checking that it works" above describes. Then it
removes the containers, volumes and images. Needs network access.
`make example-app`.
- `script/gitea-requests`: builds the image and runs gitea 1.27.3 behind it at
the defaults. It sends through it a sample of gitea's ordinary use and the
requests the Core Rule Set is known to refuse, and prints what `smallwebwaf`
did with each. Needs network access, and a docker daemon that pushes to a
registry on `localhost` over plain HTTP. [`docs/gitea.md`](docs/gitea.md)
records the results. `make gitea-requests`.
## Rationale
Small self-hosted sites receive a great deal of traffic nobody asked for:
- scrapers that ignore `robots.txt` and crawl every commit of every repository
on a public git server;
- scanners walking through lists of WordPress and `.env` paths;
- credential-guessing bots.
Most of it comes from a small number of hosting networks and countries. A
single-person operation has no abuse desk and no CDN contract. It needs
something small that can be put in front of one service and left alone.
The existing tools each solve part of this. Rule-based firewalls catch attack
payloads but do not limit request rates. Rate limiters count requests but cannot
tell a residential visitor from a rented server farm. The products that do most
of it want several containers, a database and a web console. None of them can
say "clients from these networks are banned after half as many requests as
anyone else". That is the useful thing to say when nearly all abuse comes from a
known list of AS numbers. [`EVALUATION.md`](EVALUATION.md) goes through the
candidates one by one.
`smallwebwaf` fills that gap with:
- per-client limits that ban;
- lower limits for the networks and countries abuse comes from;
- bans that grow with repetition;
- a log that is easy to search and ship;
- one binary in the app's own container, with no database and no required
setting.
## Design
The `smallwebwaf` image is built on Ubuntu 26.04 LTS, pinned by digest, with
nixpkgs fixed at one release. An app's `Dockerfile` installs a package with
`nix-env -iA nixpkgs.<name>` and gets the same package each time it is built.
[`docs/image.md`](docs/image.md) lists what the image holds and how each part is
pinned.
- runit, a service supervisor, runs `smallwebwaf` and the app side by side, each
as its own user, and starts either again when it exits. The app cannot touch
the state files or the process of `smallwebwaf`.
- `smallwebwaf` listens on port 8080 and passes requests to the app on
`127.0.0.1:8081`. The app listens on `127.0.0.1` only, so nothing reaches it
except through `smallwebwaf`. `smallwebwaf`'s own endpoints are under
`/_smallwebwaf/`, on the same port.
- The app sees the headers traefik sent, with traefik's address added to
`X-Forwarded-For`, from a TCP peer on `127.0.0.1`. So the app must trust
`127.0.0.1` and `::1` for forwarded headers, besides the private address
ranges.
- Both processes start with the container's environment variables, so every
setting of `smallwebwaf` starts with `SWWAF_`, and the app can read a token
given as one. A token given as a file that only the `smallwebwaf` user can
read is out of its reach (see "Settings given as files" in
[`docs/settings.md`](docs/settings.md)).
- The state files live in `/var/lib/smallwebwaf`. A volume mounted there keeps
them across a deploy.
- `docker stop` stops both processes at once. `smallwebwaf` gives the requests
in progress five seconds to finish, so the app must keep answering for five
seconds after `SIGTERM`.
"Deployment" in [`SPEC.md`](SPEC.md) has the rest: the health check, what
happens when a process stops, moving `smallwebwaf` to another port, and the
forwarded headers. "Architecture" in [`SPEC.md`](SPEC.md) lists the packages and
what each does.
## TODO
- Planned, as "Planned, not built" in [`SPEC.md`](SPEC.md) describes:
- sharing bans between the instances of several apps;
- sending the log over RELP.
## Documents
- [`SPEC.md`](SPEC.md): how `smallwebwaf` behaves, and why.
- [`EVALUATION.md`](EVALUATION.md): what already exists, what each tool covers
and misses, and why none was adopted.
- [`REPO_POLICIES.md`](REPO_POLICIES.md): the policies this repository follows.
- [`docs/settings.md`](docs/settings.md): every setting, its default and the
values it takes.
- [`docs/rules.md`](docs/rules.md): the rule file format and the default file.
- [`docs/admin-endpoints.md`](docs/admin-endpoints.md): the endpoints under
`/_smallwebwaf/`, with examples.
- [`docs/request-log.md`](docs/request-log.md): the request log's fields.
- [`docs/alerts.md`](docs/alerts.md): the alert events and what each destination
gets.
- [`docs/metrics.md`](docs/metrics.md): the metrics.
- [`docs/state-files.md`](docs/state-files.md): the state files and what each
holds.
- [`docs/image.md`](docs/image.md): what the image holds and how it is pinned.
- [`docs/gitea.md`](docs/gitea.md): `smallwebwaf` in front of gitea.
## License
MIT. See [`LICENSE`](LICENSE).
## Author
[@sneak](https://sneak.berlin)