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smallwebwaf/README.md
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README rewritten from scratch so a newcomer can follow it (closes #154, closes #155)
The old README opened with project history and one list of a hundred
settings. The new one leads with what smallwebwaf is, what it protects
against, how to build and deploy it, how it sits in front of the app,
what happens to a request, the settings most deployments touch, how to
check it works and how to develop it. The reference material, every
setting, bans, rule files, the Core Rule Set, the admin endpoints, the
request log, alerts, metrics, state files, lookups, reputation sources,
the image and gitea, moves to files under docs/, each linked from the
README. Every statement was checked against the code on next.

Model: fable-5-1
2026-10-22 21:02:38 +00:00

20 KiB

smallwebwaf

smallwebwaf is an MIT-licensed web application firewall, written in Go by @sneak, for one self-hosted web app. It runs inside the app's own container, in front of the app. It refuses the requests of scrapers, scanners and other abusers before they reach the app.

A web application firewall reads each request on its way to a web app and refuses the ones that look like abuse. smallwebwaf is also a reverse proxy: it accepts requests on the app's behalf, passes them to the app, and passes the app's answers back. A request it does not refuse reaches the app as it came, apart from a few headers (see "How it sits in front of the app" below).

It needs no setting. Every setting has a default chosen for a service on the open internet. The design is in SPEC.md. The survey of existing tools that led to it is in EVALUATION.md. The reference documents under docs/ are listed under "Documents" below.

What it protects against

  • Scrapers that fetch every page of a site, all day. Rate limiting gives each client 1000 requests a minute, 10,000 an hour and 50,000 a day. Byte limits give it 10 GiB a minute, 20 GiB an hour and 50 GiB a day. A client over a limit is refused and banned. The first ban lasts an hour. Each repeat within a day makes the next ban three times as long. A ban that would last more than seven days is permanent.
  • Scanners that probe for secrets, such as /.env or /.git/config. The default rule file bans such a client for seven days at its first probe. Its next request during the ban makes the ban permanent. The default rule file does not cover probes for other apps, such as a WordPress login. A ban rule of your own, or an entry in SWWAF_TRAP_PATHS, bans those the same way.
  • Attacks carried in a request's URL or headers, such as SQL injection and path traversal. The OWASP Core Rule Set is a published set of rules that recognise common web attacks. Coraza, a Go engine that runs those rules, inspects each request the earlier checks let through. A request the rules take for an attack is refused.
  • Abuse from networks and countries you do not want. You can:
    • refuse whole netblocks and countries;
    • give the clients of chosen networks and countries a fraction of every limit, so that they are banned sooner;
    • refuse or limit clients on a blocklist or a DNS blocklist, or with a high AbuseIPDB score;
    • ban clients named by your own CrowdSec engine.
  • Slow and oversized requests. Every request and every answer has a time limit and a size limit.

For the operator, it:

  • writes one JSON log line for every request, saying what it did and why (see docs/request-log.md);
  • sends alerts to a webhook, Slack or ntfy (see docs/alerts.md);
  • serves Prometheus metrics (see docs/metrics.md);
  • keeps its bans, counters and history in JSON files you can read and edit, so that a restart loses nothing and a ban can be lifted with an editor (see docs/bans.md and docs/state-files.md).

Not built, and not planned:

  • TLS and routing for several apps. Both stay with traefik, the reverse proxy in front of the container.
  • Browser challenges such as captchas.
  • A web console.
  • Defence against floods large enough to fill the host's network link.

Getting started

Build the image from a clone. make docker runs the tests and the linter, then builds the image, tagged smallwebwaf. It builds for amd64, on an amd64 host only: the Dockerfile checks Ubuntu's package lists against the hashes of the amd64 archive.

git clone https://git.eeqj.de/sneak/smallwebwaf.git
cd smallwebwaf
make docker

Push the image to a registry your hosts pull from. Then build the app's own image on it. The app's Dockerfile starts FROM the smallwebwaf image, named by digest, and adds:

  • the app's binary;
  • the packages the app needs, from the nixpkgs in the image;
  • a user for the app;
  • a run script that starts the app listening on 127.0.0.1:8081.
# The smallwebwaf image, pinned by digest.
FROM <registry>/smallwebwaf@sha256:<digest>

# Packages the app needs, if any, from the nixpkgs in the image.
RUN nix-env -iA nixpkgs.git

# The app's binary, and a user of its own to run it.
COPY app /usr/local/bin/app
RUN useradd --system --no-create-home --shell /usr/sbin/nologin app

# The app's runit service.
COPY --chmod=755 app.run /etc/service/app/run

app.run sits beside the Dockerfile. --listen and --trusted-proxies stand for the app's own options:

#!/usr/bin/env bash
set -euo pipefail

main() {
    sleep 1
    exec chpst -u app:app /usr/local/bin/app \
        --listen 127.0.0.1:8081 \
        --trusted-proxies 10.0.0.0/8,172.16.0.0/12,192.168.0.0/16,127.0.0.1/32,::1/128
}

main "$@"

Leave ENTRYPOINT and USER out of the app's Dockerfile. The image's own entrypoint starts smallwebwaf and the app side by side, each as its own user.

Deploy the app's image as you deploy any app. Point traefik's labels at port 8080 (traefik.http.services.<name>.loadbalancer.server.port=8080). Mount a volume at /var/lib/smallwebwaf, so that bans and history survive a deploy. For example, with no setting:

docker run --detach --name app \
    --volume app-smallwebwaf:/var/lib/smallwebwaf \
    <registry>/app@sha256:<digest>

With no setting, the address of every new visitor is sent to GeoJS, a web service, to find its country and network. SWWAF_LOOKUP_SOURCE=off sends nothing. SWWAF_LOOKUP_SOURCE=file looks addresses up in a database file on your own host (see docs/lookup.md).

deploy/example-app is such an app. make example-app builds it and checks it (see "Checking that it works" below). To run smallwebwaf outside the image while working on it, see "Developing and testing" below.

How it sits in front of the app

The smallwebwaf image is built on Ubuntu 26.04 LTS, pinned by digest, with nixpkgs fixed at one release. An app's Dockerfile installs a package with nix-env -iA nixpkgs.<name> and gets the same package each time it is built. docs/image.md lists what the image holds and how each part is pinned.

  • The container's first process is runsvinit, which starts runit, a service supervisor. runit runs the run script of each directory under /etc/service, and runs it again a second after its program exits. smallwebwaf runs as the smallwebwaf user (uid 65532) and the app as a user of its own. So the app cannot touch the state files or the process of smallwebwaf.
  • smallwebwaf listens on port 8080, on every address. traefik sends the app's requests there. smallwebwaf passes them to the app on 127.0.0.1:8081. The app listens on 127.0.0.1 only, so nothing reaches it except through smallwebwaf. The health check, the metrics and the ban management are on the same port, under /_smallwebwaf/. A request for that prefix never reaches the app.
  • The app sees what it would see from traefik directly: the same Host, the same X-Forwarded-Proto, and X-Forwarded-For with traefik's address added at the end. The app's TCP peer is smallwebwaf on 127.0.0.1. So the app must trust 127.0.0.1 and ::1 for forwarded headers, besides the private address ranges; left at the usual default, it sees every visitor as 127.0.0.1. Each request also carries its id in X-Request-ID. Any X-Client-ASN or X-Client-Country header a client sent is removed.
  • Both processes start with the container's environment variables. That is why every setting of smallwebwaf starts with SWWAF_. A token given as an environment variable is readable by the app. A token given as a file that only the smallwebwaf user can read is not (see "Settings given as files" in docs/settings.md).
  • The state files live in /var/lib/smallwebwaf. Without a volume there, they survive a restart of the container and are lost when a deploy replaces it. The run script gives that directory and every file in it to the smallwebwaf user at each start, so a host directory mounted there needs no change of owner.
  • The image's health check passes while smallwebwaf answers GET /_smallwebwaf/healthz and the app accepts connections. traefik sends a container no requests until it is healthy.
  • When smallwebwaf or the app exits, runit starts it again a second later. The other process keeps running. While either is down, the client gets 502. A smallwebwaf that stops at start, as on an invalid setting, is started again every second until the cause is fixed, and logs its message each time.
  • docker stop has runit send SIGTERM to both processes at once. smallwebwaf gives the requests in progress five seconds to finish and writes its state files. To let them finish, the app must keep answering for five seconds after SIGTERM.

"Deployment" in SPEC.md has the rest: moving smallwebwaf to another port, the health check's timing, and the forwarded headers.

What happens to a request

Two terms recur below. A clear sign of attack is a request that matches a rule whose action is ban, or asks for a trap path (steps 9 and 10). An offence is a request that counts against its client in its history. It is one of:

  • a clear sign of attack;
  • a broken limit;
  • a refusal by a rule, by the Core Rule Set or for a missing or wrong token.

smallwebwaf handles each request in this order. The first step that refuses it ends the handling. Nothing of a refused request reaches the app.

  1. GET /_smallwebwaf/healthz is answered 200 with ok at once, before any check and without asking the app.
  2. The client is worked out. A netblock is a range of addresses, written as an address and a prefix length: 203.0.113.0/24. SWWAF_TRUSTED_PROXIES lists the netblocks traefik comes from, by default the private address ranges. For a TCP peer inside them, X-Forwarded-For is read from the right, and the first address outside those netblocks is the client. A peer outside them is the client itself. An IPv6 client is its group: the whole netblock around its address, a /64 by default; SWWAF_IPV6_GROUP_PREFIX sets its length.
  3. A client in SWWAF_ALLOW_NETS skips steps 4 to 11 and the byte limits, but still needs a token at step 12. A client in SWWAF_DENY_NETS is refused.
  4. A client under a ban is refused. If the ban was made for a clear sign of attack, this request makes it permanent.
  5. The client's AS number and country are looked up, unless SWWAF_LOOKUP_SOURCE is off. An AS number names the network an address belongs to, such as AS64496.
  6. The country lists are checked. A client from a country in SWWAF_DENIED_COUNTRIES is refused. When SWWAF_EXCLUSIVELY_ALLOWED_COUNTRIES is set, a client from any other country is refused, and so is a client without a country. Such a refusal is not an offence.
  7. The reputation sources are checked: the blocklists, the CrowdSec decision list, the DNS blocklists and AbuseIPDB. A source the client is on refuses it, lowers its limits, or only notes it, as SWWAF_BLOCKLIST_ACTION and SWWAF_REPUTATION_ACTION say. No request waits for a query.
  8. Rate limiting counts the request, unless the client or the path is exempt. A request that takes the client over a limit is refused and bans the client.
  9. A request for a path in SWWAF_TRAP_PATHS is refused and bans the client, as a clear sign of attack.
  10. The rule files are checked. A log rule notes the match. A block rule refuses the request. A ban rule refuses it and bans the client, as a clear sign of attack.
  11. The Core Rule Set inspects the request's method, URL and headers, and the body too once SWWAF_WAF_BODY_LIMIT is set. A request it takes for an attack is refused while SWWAF_WAF_MODE is block, the default, and let through while it is detect. It bans no one by itself.
  12. A request under /_smallwebwaf/ is answered here by smallwebwaf, after its token is checked. Any other request is passed to the app. The app's answer is streamed back within the size and time limits.
  13. Once the answer has ended, the request's bytes are counted for the byte limits, and its refusal, if any, for the error burst. The client's history and the anomaly counters are updated. More than SWWAF_ERROR_BURST_THRESHOLD refusals of one client in a minute ban it.

In observe mode (SWWAF_MODE=observe), smallwebwaf makes no ban of its own. It refuses a request only for a size or time limit, or for a missing or wrong token. A request it would otherwise have refused is passed to the app, and its log line says what enforce mode would have done. Observe mode is for trying a configuration before enforcing it.

What a refused visitor sees:

  • SWWAF_BAN_RESPONSE, by default 403 with the plain text Forbidden. It can be 429 instead, or close, which closes the connection without an answer. It answers:
    • a ban or a broken rate limit;
    • a ban rule or a trap path;
    • SWWAF_DENY_NETS and the country lists;
    • a reputation source whose action is deny.
  • 403 for a block rule and the Core Rule Set.
  • 413, 408, 504 or 502 for a size or time limit, by which side passed it.
  • 401 from an endpoint of smallwebwaf's own, for a request without its token.

Settings you are likely to touch

Every setting is an environment variable whose name starts with SWWAF_. Every setting has a default, so none has to be set. Settings are read once, at start; to change one, restart the container. A setting set to a value it cannot take stops the start with a log line naming the variable and what is wrong. docs/settings.md describes every setting, its default and the values it takes. The ones most deployments touch:

  • SWWAF_MODE=observe: log what would have been refused, refuse almost nothing, ban no one. For trying a configuration.
  • SWWAF_ALLOW_NETS: netblocks that skip every check, such as your monitoring.
  • SWWAF_RATE_LIMIT_EXEMPT_NETS: netblocks exempt from rate limiting and the byte limits, such as a machine that talks to the app all day.
  • SWWAF_TRAP_PATHS: paths only scanners ask for, such as /wp-login.php,/xmlrpc.php in front of a code forge. A request for one bans the client.
  • SWWAF_WAF_DISABLED_RULES: Core Rule Set rule ids to switch off when a rule refuses your app's ordinary requests. The log line names the rules a request matched.
  • SWWAF_REQUEST_MAX_BYTES, SWWAF_CLIENT_REQUEST_TIMEOUT and SWWAF_UPSTREAM_REQUEST_TIMEOUT: raise them for an app that takes uploads over 100 MiB or slower than 60 seconds.
  • SWWAF_LOOKUP_SOURCE: geojs (the default), file or off, as above.
  • SWWAF_ADMIN_TOKEN and SWWAF_METRICS_TOKEN: switch on the ban endpoints and the metrics. Give them as files to keep them from the app.
  • SWWAF_ALERT_WEBHOOK_URL, SWWAF_ALERT_SLACK_WEBHOOK_URL or SWWAF_ALERT_NTFY_URL: where alerts go.
  • SWWAF_INSTANCE_NAME: the name in every log line, alert and metric, such as fsn1app1/gitea.

Checking that it works

  • docker inspect --format '{{.State.Health.Status}}' <container> says healthy once smallwebwaf answers and the app accepts connections. A log line with "msg":"starting" gives the version, the address and every setting in effect, with secrets masked.
  • A request to the site through traefik gets the app's answer, and its log line has "action":"forward". https://<site>/_smallwebwaf/healthz answers ok.
  • To see a refusal without banning yourself, run the container with SWWAF_MODE=observe and ask for /.env. The request reaches the app. Its log line has "would_action":"banned" and "rule_ids":["env-file"]. In enforce mode the same request bans your address for seven days, and your next request makes the ban permanent. Lift the ban by editing bans.json or through the ban endpoint (see docs/bans.md).
  • With SWWAF_METRICS_TOKEN set, curl -H "Authorization: Bearer $TOKEN" https://<site>/_smallwebwaf/metrics answers with the metrics.
  • make example-app builds the image and the example app on it, runs the app, and checks it. It needs network access. It checks:
    • the health check;
    • a request forwarded to the app;
    • a ban for a broken limit, and a ban for a probe made permanent;
    • orderly stops with sv stop and docker stop;
    • bans surviving a new container on the same volume;
    • a setting given as a file.

Developing and testing

This repository adheres to the Scripts to Rule Them All standard. The scripts in script/ are the entrypoints for working on it, and the Makefile targets are thin shims that call them. The tests and the linter run in Docker, as phases of the Dockerfile, and never on the host.

  • make bootstrap: installs what the other scripts need on the host: make, git and curl; Go, for gofmt; node, yarn and prettier. make setup also installs the git pre-commit hook, which runs make check.
  • make check: make test (tidy go.mod and go.sum, then the tests), make lint (golangci-lint) and make fmt-check. make fmt formats the Go code with gofmt and the Markdown with prettier.
  • make docker: builds the image, whose build runs the tests and the linter first. make tidy rewrites go.mod and go.sum in the image's tidy stage.
  • make build: builds bin/smallwebwaf with the Go on your host. make run builds it and runs it with the settings in your environment, listening on port 8080 in front of an app at SWWAF_UPSTREAM_URL. Its state files go in bin/state and its rule files are those of share/rules.d, unless SWWAF_STATE_DIR and SWWAF_RULES_DIR say otherwise.
  • make example-app: builds and checks the example app, then removes the containers, volumes and images it made. Needs network access.
  • make gitea-requests: builds the image and runs gitea 1.27.3 behind it at the defaults. It sends through it a sample of gitea's ordinary use and the requests the Core Rule Set is known to refuse, and prints what smallwebwaf did with each. Needs network access, and a docker daemon that pushes to a registry on localhost over plain HTTP. docs/gitea.md records the results.
  • script/cibuild: what CI runs: script/bootstrap, script/check, then the image build.

"Architecture" in SPEC.md lists the packages and what each does.

TODO

  • Everything SPEC.md describes is built.
  • Two points SPEC.md defers until there is experience to go on: sharing bans between the instances of several apps, and sending the log over RELP.

Documents

License

MIT. See LICENSE.

Author

@sneak