Observe mode: log what would be refused, refuse nothing (closes #78)
check / check (push) Waiting to run

SWWAF_MODE (default enforce) takes enforce or observe. In observe mode a
request that SWWAF_DENY_NETS, a ban, the country lists or a rate limit
would refuse is passed to the app, and its log line names that refusal
in would_action. The size and time limits and the 401 still apply. A
broken limit makes no ban; bans read from bans.json are kept but refuse
nothing, and Ledger.Find reads them without counting a refusal in their
notes.

Judgement call: in observe mode a broken limit does not reset the
client's counters, since the reset comes with the ban.
Judgement call: a request a ban would refuse keeps ban_expires.

Model: opus-5-5
This commit was merged in pull request #81.
This commit is contained in:
2026-10-06 13:04:43 +02:00
parent 234c5eac60
commit cff385af41
11 changed files with 425 additions and 88 deletions
+55 -30
View File
@@ -13,17 +13,19 @@ JSON log line for every request.
Status: the first two milestones are built
(https://git.eeqj.de/sneak/smallwebwaf/issues/13 and
https://git.eeqj.de/sneak/smallwebwaf/issues/14), and so are five parts of
https://git.eeqj.de/sneak/smallwebwaf/issues/14), and so are six parts of
milestone 3: the static lists, the bans that broken rate limits lead to and the
JSON state files, which come next in the build order, and the metrics endpoint
and the header size and the idle time as settings, which come last in it.
`smallwebwaf` passes each request to the app and the app's answer back,
unchanged, within its timeouts and size limits, works out each client's address,
bans a client that sends too many requests, refuses a client that comes from a
country you refuse or from a network you refuse, lets the networks you choose
through, keeps its bans, each client's counters and history, and GeoJS's answers
in JSON files across restarts, writes a JSON log line for every request, and
serves Prometheus metrics to a scraper that holds the metrics token. It comes as
JSON state files, which come next in the build order, `observe` mode, which
comes a little later, and the metrics endpoint and the header size and the idle
time as settings, which come last in it. `smallwebwaf` passes each request to
the app and the app's answer back, unchanged, within its timeouts and size
limits, works out each client's address, bans a client that sends too many
requests, refuses a client that comes from a country you refuse or from a
network you refuse, lets the networks you choose through, keeps its bans, each
client's counters and history, and GeoJS's answers in JSON files across
restarts, writes a JSON log line for every request, serves Prometheus metrics to
a scraper that holds the metrics token, and in `observe` mode passes on the
requests it would refuse, logging what it would have done with them. It comes as
the image the app's own image is built on. The rest of the design comes after
that, in the order of the build order in [`SPEC.md`](SPEC.md). The survey of
existing tools that led to the design is in [`EVALUATION.md`](EVALUATION.md).
@@ -118,6 +120,18 @@ in `bin/state` unless `SWWAF_STATE_DIR` is set.
`SWWAF_ALLOW_NETS` too is let through. A client in
`SWWAF_RATE_LIMIT_EXEMPT_NETS` is neither counted nor refused by the rate
limits; the country lists and bans still apply to it.
- In `observe` mode, with `SWWAF_MODE=observe`, refuses none of the requests
that `SWWAF_DENY_NETS`, a ban, the country lists or a rate limit would refuse:
it passes them to the app, and their log lines name what `enforce` mode would
have done (see `would_action` in "Request log" below). The checks run, and
requests are counted, as in `enforce` mode, but a broken rate limit makes no
ban and does not set the client's counters back to zero, so each request over
the limit is logged as one that would be refused. The bans in `bans.json` are
kept, and refuse requests again when `smallwebwaf` next runs in `enforce`
mode, as long as they last. The timeouts and size limits still apply, since
they protect `smallwebwaf` and the app themselves, and a request for the
metrics without the token is still answered `401`. It is for trying a
configuration before enforcing it.
- Answers `GET /_smallwebwaf/healthz` itself with `200` and `ok`, before any
check and without asking the app, for the image's health check.
- Answers `GET /_smallwebwaf/metrics` with its metrics (see "Metrics" below) for
@@ -139,6 +153,9 @@ it, and the effective settings are logged at start.
- `SWWAF_LISTEN_ADDR` (default `:8080`): where `smallwebwaf` listens.
- `SWWAF_UPSTREAM_URL` (default `http://127.0.0.1:8081`): the app, as `http` or
`https`, a host and an optional port, and nothing more.
- `SWWAF_MODE` (default `enforce`): `enforce`, or `observe` to pass on the
requests `smallwebwaf` would refuse and log what it would have done (see "What
it does so far" above).
- `SWWAF_TRUSTED_PROXIES` (default `10.0.0.0/8,172.16.0.0/12,192.168.0.0/16`,
the private address ranges): the netblocks whose `X-Forwarded-For` is
believed. A list given replaces the default; set but empty, it trusts nothing.
@@ -240,8 +257,8 @@ refused ones included:
- `country` is the client's country as GeoJS places it. It is empty with neither
country list set, for a client in `SWWAF_ALLOW_NETS` or `SWWAF_DENY_NETS`, for
a client on a private, loopback or link-local address, when GeoJS cannot place
the client or has not answered in time, and for a request refused because a
ban covers its client, even when the client's country is known.
the client or has not answered in time, and for a request whose client a ban
covers, even when the client's country is known.
- `status` is what the client was sent, `0` if nothing was; `upstream_status` is
what the app answered, and is left out when the app did not answer.
- `request_bytes` and `response_bytes` count body bytes.
@@ -253,11 +270,18 @@ refused ones included:
`timed_out` for one that ran out of time, `upstream_error` when the app could
not be reached or its answer broke off, and `admin` for one `smallwebwaf`
answered at its own endpoint.
- `would_action` is there in `observe` mode for a request that
`SWWAF_DENY_NETS`, a ban, the country lists or a rate limit would have refused
in `enforce` mode, and names the action that refusal would have had: `denied`,
`banned`, `country_denied` or `rate_limited`. `action` then names what was
done: `forward` for a request passed to the app, and another action, such as
`too_large`, for one a size or time limit refused.
- `limit_hit` is there for a request that broke a rate limit, and names the
window whose limit it went over: `minute`, `hour` or `day`, the shortest if it
went over several. `offence` is then `limit`.
- `ban_expires` is there for a request that made a ban or was refused under one,
and gives when the ban ends, in the same form as `time`, or `permanent`.
or in `observe` mode would have been refused under one, and gives when the ban
ends, in the same form as `time`, or `permanent`.
- `aborted` is there, and true, when the client went away early.
- `duration_total` and `duration_upstream_total` are in milliseconds.
@@ -581,17 +605,16 @@ the metrics, failure behaviour and the build order.
So far `smallwebwaf` looks up only the country, only through GeoJS, and only
while `SWWAF_DENIED_COUNTRIES` or `SWWAF_EXCLUSIVELY_ALLOWED_COUNTRIES` is set:
then the address of every new visitor is sent to GeoJS, except a visitor in
`SWWAF_ALLOW_NETS` or `SWWAF_DENY_NETS` and one refused because a ban covers its
netblock, and with neither set, none is. An IPv6 visitor is asked about by the
first address of its /64. A new visitor waits at most a second for its answer,
and without one counts as coming from an unknown country until the answer
arrives. The addresses waiting are asked about together, up to 200 in one
request, one request at a time; at most 10,000 visitors wait, and one more
counts as coming from an unknown country until there is room. While GeoJS fails,
visitors with a kept answer are unaffected and new ones count as coming from an
unknown country. GeoJS is then left alone for a second, twice as long after each
further failure up to five minutes, and asked again by the next request that
needs it.
`SWWAF_ALLOW_NETS` or `SWWAF_DENY_NETS` and one whose netblock a ban covers, and
with neither set, none is. An IPv6 visitor is asked about by the first address
of its /64. A new visitor waits at most a second for its answer, and without one
counts as coming from an unknown country until the answer arrives. The addresses
waiting are asked about together, up to 200 in one request, one request at a
time; at most 10,000 visitors wait, and one more counts as coming from an
unknown country until there is room. While GeoJS fails, visitors with a kept
answer are unaffected and new ones count as coming from an unknown country.
GeoJS is then left alone for a second, twice as long after each further failure
up to five minutes, and asked again by the next request that needs it.
In the full design, `smallwebwaf` looks up the AS number and country of every
client, for the request log, the metrics and the ban notes, and for the country
@@ -643,8 +666,10 @@ addresses are never sent to GeoJS.
limits, and writes the request's log line. Its `check` method is where a
request is refused before anything reaches the app: for `SWWAF_DENY_NETS`, for
a ban, for the country lists, for a rate limit, which bans the client, and for
an announced body over the size limit. A request under `/_smallwebwaf/` that
`check` lets through is answered by `answerAdmin` instead of reaching the app.
an announced body over the size limit; in `observe` mode, only for the size
limit, with what it would have refused for noted in the log line. A request
under `/_smallwebwaf/` that `check` lets through is answered by `answerAdmin`
instead of reaching the app.
- `internal/metrics`: the metrics, counted as the other parts tell it what
happened, and served in the Prometheus text format.
- `internal/bans`: the ban ledger: each netblock's bans with their notes, how
@@ -710,10 +735,10 @@ so that they run in minimal containers.
## TODO
- The rest of milestone 3, from taking in an admin's edits to the state files
(https://git.eeqj.de/sneak/smallwebwaf/issues/68) up to the rest of the
request log's fields, and the rest of the design, in the order of the build
order in [`SPEC.md`](SPEC.md).
- The rest of milestone 3: taking in an admin's edits to the state files
(https://git.eeqj.de/sneak/smallwebwaf/issues/68), exemptions and the rest of
the request log's fields; then the rest of the design, in the order of the
build order in [`SPEC.md`](SPEC.md).
## Documents