SPEC and README: owner rulings, issues 2 to 5, internet-ready defaults (closes #6)

Rewrite `SPEC.md` and `README.md` to the owner's rulings. The seven answers
to the spec's questions now stand where their topics live, and the questions
section is gone. Bans follow the owner's model: seven days for a clear sign of
attack and permanent on any further request, an hour for a broken limit,
tripled on a repeat within a day, permanent past seven days. The state files
hold all state, are watched, and take in an admin's edits while running. Every
ban carries notes, and each client's history survives a restart. Size and time
limits apply in both directions. Only `UPSTREAM_URL` is required: the Core Rule
Set refuses what it flags and every limit has a default.

Model: opus-5-5
This commit is contained in:
2026-09-23 12:46:05 +00:00
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`smallwebwaf` is a simple, fast, logging web application firewall for people who
host their own services. It is one small container that sits between your
reverse proxy (traefik) and one application: traefik points at `smallwebwaf`,
and `smallwebwaf` points at the app. It is configured with environment
variables, keeps its state in memory, and writes a detailed JSON log line for
every request.
and `smallwebwaf` points at the app. It needs one setting, the address of the
app, and protects the app from the first request with defaults chosen for a
service on the open internet. It keeps its state in memory and in JSON files you
can read and edit, and writes a detailed JSON log line for every request.
Status: design stage. This repository currently holds the documents only; no
code has been written. The design is in [`SPEC.md`](SPEC.md), and the survey of
@@ -17,71 +18,89 @@ Small self-hosted sites now receive a great deal of traffic nobody asked for:
scrapers that ignore `robots.txt` and crawl every commit of every repository on
a public git server, vulnerability scanners walking through lists of WordPress
and `.env` paths, and credential-guessing bots. Most of it comes from a small
number of hosting networks and countries. A single-person operation has no
abuse desk and no CDN contract; it needs something small that can be put in
front of one service and left alone.
number of hosting networks and countries. A single-person operation has no abuse
desk and no CDN contract; it needs something small that can be put in front of
one service and left alone.
The existing tools each solve part of this. Rule-based firewalls catch attack
payloads but do not limit request rates. Rate limiters count requests but
cannot tell a residential visitor from a rented server farm. The products that
do most of it want several containers, a database and a web console. None of
them can say "clients from these networks get half the normal allowance", which
is the most useful thing to be able to say when nearly all abuse comes from a
known list of AS numbers. [`EVALUATION.md`](EVALUATION.md) goes through the
candidates one by one.
payloads but do not limit request rates. Rate limiters count requests but cannot
tell a residential visitor from a rented server farm. The products that do most
of it want several containers, a database and a web console. None of them can
say "clients from these networks are banned after half as many requests as
anyone else", which is the most useful thing to be able to say when nearly all
abuse comes from a known list of AS numbers. [`EVALUATION.md`](EVALUATION.md)
goes through the candidates one by one.
`smallwebwaf` is meant to fill that gap:
- protect a service from misbehaving scrapers and scanners with per-client
request and byte limits over a minute, an hour and a day;
- bias those limits against the countries and AS numbers that abuse commonly
comes from, so their clients get a configured percentage of the normal
allowance rather than an outright block;
- remember abusers, block them for a while, and ban the ones who keep coming
back;
- lower those limits for the countries and AS numbers that abuse commonly comes
from, so their clients are banned after fewer requests than others;
- ban abusers: briefly at first, longer each time they come back, and
permanently when they keep at it; a scanner's first probe bans it for seven
days;
- log everything in a form that is easy to search and ship elsewhere;
- stay small enough to understand: one binary, one container, environment
variables, no database.
variables, no database, one required setting.
## Proposed features
- Reverse proxy for one upstream application, streaming in both directions,
with WebSocket support. One `smallwebwaf` per app.
- Real client address worked out from `X-Forwarded-For`, trusting only the
proxy networks you list. IPv6 clients are counted by /64.
- Reverse proxy for one upstream application, streaming in both directions, with
WebSocket support. One `smallwebwaf` per app.
- Internet-ready out of the box: only `UPSTREAM_URL` must be set, and every
other setting has a default chosen for a service facing the internet in 2026.
- Real client address worked out from `X-Forwarded-For`, trusting only the proxy
networks you list, by default the private address ranges. IPv6 clients are
counted by /64.
- Size and time limits on requests and responses, both between the client and
`smallwebwaf` and between `smallwebwaf` and the app: by default a request may
take 60 seconds and 100 MB, a response 30 minutes and 5 GB.
- Rate limits per client on requests per minute, per hour and per day, and on
bytes per minute, per hour and per day.
bytes per minute, per hour and per day, on by default and set well above what
real visitors need.
- Netblocks that bypass rate limiting, netblocks that bypass everything, and
netblocks that are always refused.
- AS number and country lookup for every client from a local database file.
- AS number and country lookup for every client from the IPinfo Lite database
file, which you download and mount (see "Lookup database" below).
- Biased limits: listed AS numbers and countries get a percentage of every
limit, for example 50 percent for common abuse-source networks. Zero percent
refuses outright.
limit, for example 50 percent for common abuse-source networks, so their
clients are banned after fewer requests. Zero percent is a zero allowance: the
first request breaks the limit and bans the client.
- Attack detection:
- a directory of plain text rule files, one regex per line, for catching
scanning and penetration probes; easy to edit by hand;
- the OWASP Core Rule Set, run by the Coraza engine, in detect-only or
blocking mode;
scanning and penetration probes; easy to edit by hand, and picked up while
running;
- the OWASP Core Rule Set, run by the Coraza engine, refusing the requests
it flags;
- trap paths and bursts of error responses.
- Offences add up to a temporary block. Block lengths grow for repeat offenders
(for example one hour, then a day, then a week) and end in a permanent ban.
- Bans:
- a clear sign of attack, such as a probe for a `.env` file or a scanner's
user agent, bans for seven days on the first request, and any further
request during those days makes the ban permanent;
- breaking a limit bans for an hour; breaking one again within a day of a
ban ending triples the length, and a ban that would last longer than seven
days is permanent instead;
- every ban carries notes on why it was made, to help decide whether to lift
it.
- IP reputation: downloadable blocklists, DNS blocklists, AbuseIPDB, and an
optional feed of decisions from a CrowdSec engine. Lookups happen in the
background and never delay a request.
background and never delay a request. None is on until you add it.
- Alerts on attacks and bans to a generic webhook, Slack or ntfy, with a
cooldown and an hourly cap so a wide attack cannot flood the channel.
- Anomaly alerts when requests or bytes per minute or hour cross a threshold,
for a single client, its surrounding netblock, an AS number, a named netblock
or the whole service.
- Observe mode: log and alert on every decision while refusing nothing, for the
first days in front of a new service.
- Anomaly alerts when requests or bytes per minute or hour cross a threshold you
set, for a single client, its surrounding netblock, an AS number, a named
netblock or the whole service.
- Observe mode: log and alert on every decision while refusing nothing.
- Request log: one JSON object per request on stdout with the usual web log
fields, the decision taken and why, AS number and country, and timings.
Optionally also sent to a remote syslog or RELP endpoint.
Optionally also sent to a remote syslog server.
- Prometheus metrics on their own port.
- State (bans, offender history, hour and day counters, reputation cache) held
in memory and saved as readable, hand-editable JSON files, written atomically.
Nothing is read from disk while serving a request.
- State (bans with their notes, each client's counters and history, the
reputation cache) held in memory and kept in readable JSON files that always
hold a copy of it, so a restart loses nothing. Edit a file, or add a rule
file, and the running `smallwebwaf` picks up the change. Nothing is read from
disk while serving a request.
- A small admin endpoint for health checks, listing, adding and lifting bans,
and asking why a given address was refused.
@@ -98,14 +117,17 @@ For each request `smallwebwaf`:
the deny list or currently banned;
- looks up its AS number and country, and any cached reputation verdict;
- picks the client's limit percentage from those;
- checks the minute, hour and day request counters against the limits, and
answers 429 if one is exceeded;
- checks the request against the rule files and the Core Rule Set;
- forwards it to the app and streams the response back;
- counts the bytes, records any offence, bans the client if it has collected
enough of them, sends any alerts that are due, and writes the log line.
- checks the minute, hour and day request counters against the limits, and bans
the client if it breaks one;
- checks the request against the rule files and the Core Rule Set, and bans the
client at once for a clear sign of attack;
- forwards it to the app and streams the response back, within the size and time
limits;
- counts the bytes and any error response, bans the client if it broke a limit,
updates its history, sends any alerts that are due, and writes the log line.
A minimal deployment beside an app in docker-compose:
A minimal deployment beside an app in docker-compose. `UPSTREAM_URL` is the only
setting:
```yaml
services:
@@ -117,33 +139,50 @@ services:
image: <registry>/smallwebwaf:<pinned digest>
environment:
UPSTREAM_URL: http://app:3000
TRUSTED_PROXIES: 172.18.0.0/16
MODE: observe
RATE_LIMIT_PER_MINUTE: "120"
RATE_LIMIT_PER_HOUR: "2000"
RATE_LIMIT_PER_DAY: "10000"
ASN_LIMIT_PERCENT: AS14061:50,AS16276:50
COUNTRY_LIMIT_PERCENT: CN:25
ALERT_NTFY_URL: https://ntfy.example.invalid/alerts
volumes: [waf-state:/data]
networks: [internal, traefik]
labels:
traefik.enable: "true"
traefik.http.routers.app.rule: Host(`app.example.invalid`)
traefik.http.services.app.loadbalancer.server.port: "8080"
volumes:
waf-state:
networks:
internal:
traefik:
external: true
```
A rule file is one rule per line: a name, what to match against, what to do,
and a regex.
The volume keeps bans and client history in a place you choose; without it
`smallwebwaf` still starts, on a volume docker creates for it.
A rule file is one rule per line: a name, what to match against, what to do, and
a regex.
```
env-file path offence:3 (?i)/\.env(\.[a-z]+)?$
env-file path ban (?i)/\.env(\.[a-z]+)?$
scanner-agent user_agent ban (?i)\b(sqlmap|nikto|nuclei|wpscan)\b
```
[`SPEC.md`](SPEC.md) has the full design: every environment variable, the rule
file format, the state files, the log fields, the metrics, failure behaviour,
the build order, and the design questions still open for the owner.
[`SPEC.md`](SPEC.md) has the full design: every environment variable, the ban
rules, the rule file format, the state files, the log fields, the metrics,
failure behaviour and the build order.
## Lookup database
AS number and country lookups, and the biased limits that use them, need the
free IPinfo Lite database (`ipinfo_lite.mmdb`). You download it with your own
IPinfo account, mount it into the container, point `LOOKUP_DB_PATH` at it and
refresh it when you choose; `smallwebwaf` never downloads it itself. IPinfo
releases it under the Creative Commons Attribution-ShareAlike 4.0 International
License and asks for attribution, in its own words on https://ipinfo.io/lite:
"The attribution requirements can be met by giving our service credit as your
data source. Simply place a link to IPinfo on the website, application, or
social media account that uses our data." Its example of such a credit is a link
mentioning "IP address data is powered by IPinfo". A service that uses the
database through `smallwebwaf` should carry that link.
## Documents
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